Miriam Morris

Director of Compliance @Braviant Holdings

Longmont, CO, US
MOBILE NUMBERS
+16•••••••42

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WORK HISTORY

May 2024 — Present

Director of Compliance @Braviant Holdings

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Longmont, CO, US

Provide hands-on, comprehensive support and guidance to business partners and senior leadership to ensure compliance with federal and state regulatory obligations.• Implement and oversee controls across critical business processes to mitigate compliance, operational, and reputational risks.• Lead cross-functional working groups to drive compliance initiatives.• Advise the business on new products, features, model developments, and other business and operational initiatives.• Interface with and represent the company to auditors, regulators, and other external parties.• Oversee and execute risk assessments, monitoring, and testing.• Administer the vendor management program, including conducting due diligence and third-party risk analysis.• Oversee the investigation of and response to consumer complaints and regulatory inquiries.• Develop and implement our compliance strategy and roadmap.• Prepare presentations and reports for senior stakeholders, the compliance committee, and key strategic partners.• Identify opportunities and recommend strategies, policies, and procedures that align with the company’s objectives.• Manage and refine our compliance training program.• Lead and develop a team of compliance professionals.• Monitor the effectiveness of compliance initiatives to identify opportunities to enhance and streamline processes.

EDUCATION

1998 — 2001

Arizona State University

BIS, Psychology & Communications

2005 — 2007

Woodbury University

MBA, Business

2009 — 2009

The George Washington University Law School

Contract Oversight Management Certification

SKILLS

CreditMortgage LendingMicrosoft WordFinancial AnalysisAnalysisCredit RiskContract NegotiationLoansFinancial InstitutionsWordOfacFinanceProblem SolvingBusiness PlanningUnderwritingCommercial LendingPowerpointMicrosoft ExcelInsuranceDue DiligenceAmlStrategic PlanningNegotiationManagementBusiness ManagementFinancial RegulationBank Secrecy ActFinancial RiskAsset ManagementCross-Functional Team LeadershipExcelStrategyFinancial ReportingBusiness AnalysisCommercial BankingBankingRisk ManagementCustomer ServiceComplianceFraud

ABOUT MIRIAM MORRIS

Director of Compliance

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