Miriam Morris
Director of Compliance
- Role
- Director of Compliance at Braviant Holdings
- Location
- Longmont, CO, US
- LinkedIn followers
- 500 followers
Experience
Director of Compliance
May 2024 — Present · Longmont, CO, US
Provide hands-on, comprehensive support and guidance to business partners and senior leadership to ensure compliance with federal and state regulatory obligations.• Implement and oversee controls across critical business processes to mitigate compliance, operational, and reputational risks.• Lead cross-functional working groups to drive compliance initiatives.• Advise the business on new products, features, model developments, and other business and operational initiatives.• Interface with and represent the company to auditors, regulators, and other external parties.• Oversee and execute risk assessments, monitoring, and testing.• Administer the vendor management program, including conducting due diligence and third-party risk analysis.• Oversee the investigation of and response to consumer complaints and regulatory inquiries.• Develop and implement our compliance strategy and roadmap.• Prepare presentations and reports for senior stakeholders, the compliance committee, and key strategic partners.• Identify opportunities and recommend strategies, policies, and procedures that align with the company’s objectives.• Manage and refine our compliance training program.• Lead and develop a team of compliance professionals.• Monitor the effectiveness of compliance initiatives to identify opportunities to enhance and streamline processes.
Education
Arizona State University
BIS, Psychology & Communications
1998 — 2001
Woodbury University
MBA, Business
2005 — 2007
The George Washington University Law School
Contract Oversight Management Certification
2009 — 2009
Skills
- Credit
- Mortgage Lending
- Microsoft Word
- Financial Analysis
- Analysis
- Credit Risk
- Contract Negotiation
- Loans
- Financial Institutions
- Word
- Ofac
- Finance
- Problem Solving
- Business Planning
- Underwriting
- Commercial Lending
- Powerpoint
- Microsoft Excel
- Insurance
- Due Diligence
- Aml
- Strategic Planning
- Negotiation
- Management
- Business Management
- Financial Regulation
- Bank Secrecy Act
- Financial Risk
- Asset Management
- Cross-Functional Team Leadership
- Excel
- Strategy
- Financial Reporting
- Business Analysis
- Commercial Banking
- Banking
- Risk Management
- Customer Service
- Compliance
- Fraud
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