Mindy Krausman
Field Supervisor Team Lead
- Role
- Field Supervisor Team Lead at Principal Financial Group
- Location
- Dallas, TX, US
- LinkedIn followers
- 500 followers
About Mindy Krausman
Mindy Krausman is not licensed in all states to offer securities and insurance products. This site is not a solicitation of interest in any of these products or service in any state which the registered representative is not properly provided via links to third-party sites should not be considered an endorsement of third-party content. We make no representation as to the completeness or accuracy of information provided at these skills list below does not imply licensure, training, or the ability to solicit products or services.
Experience
Field Supervisor Team Lead
Jul 2018 — Present · Addison, TX, US
Direct and mentor a high-performing team of Field Supervisors, ensuring the rigorous execution of oversight and monitoring protocols for field and home office supervision programs.* Act as the primary liaison and subject matter expert for financial professionals and field leadership, serving as the escalation point for complex compliance, business conduct, and regulatory inquiries.* Cultivate high-trust partnerships with executive field leadership and key internal stakeholders to drive organizational alignment and integrity.* Facilitate and support branch offices during regulatory and internal exams, proactively investigating and documenting findings to ensure timely resolution. Lead the remediation of audit findings and surveillance exceptions, partnering with branch leadership to address systemic concerns and strengthen operational controls.Insurance products issued by Principal National Life Insurance Co.(except in NY), Principal Life Insurance Co. Securities and advisory products offered through Principal Securities, Inc, 800/24•••37, Member SIPC. Principal National, Principal Life, and Principal Securities are members of the Principal Financial Group®, Des Moines, IA 50392, Principal National and Principal Life Financial Representative, Principal Securities Registered Representative.
Education
Southern Methodist University
BBA, Marketing
1988 — 1992
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