Millie Guzman
Executive Director | Compliance Officer | Regulatory Leader | D&I and Culture Expert | Board Member | Transformation | Dynamic Decipher
- Role
- Executive Director and Co-chair of the Latino Employee Network at Morgan Stanley
- Location
- New Rochelle, NY, US
- LinkedIn followers
- 500 followers
Human ResourcesView LinkedIn profile
About Millie Guzman
Global Financial Services Executive Director, Compliance Officer, and People Leader whose…
Experience
Executive Director and Co-chair of the Latino Employee Network
Jul 2013 — Present · New York, NY, US
Education
New York University
Certificate, School of Continuing and Professional Studies
2008 — 2008
Empire State University
BS, Business Administration, at Empire State College
Skills
- Wealth Management
- Financial Regulation
- Prime Brokerage
- Compliance
- Equity Trading
- Mutual Funds
- Fixed Income
- Risk Management
- Etfs
- Options
- Electronic Trading
- Alternative Investments
- Private Equity
- Derivatives
- Middle Office
- Swaps
- Asset Managment
- Aml
- Investments
- Back Office
- Commodity
- Series 63
- Equity Derivatives
- Finra
- Portfolio Management
- Equities
- Securities
- Financial Services
- Bloomberg
- Capital Markets
- Series 7
- Bonds
- Operational Risk
- Fx Options
- Structured Products
- Financial Risk
- Asset Management
- Financial Markets
- Due Diligence
- Trading
Find verified contacts for anyone on LinkedIn
Unifers gives sales teams verified emails and direct dials, enriched profiles, and outreach that lands in the inbox.
Free plan included · No credit card required
This profile is compiled from publicly available professional sources. Unifers is not affiliated with or endorsed by LinkedIn. Request removal of this profile.