Mike Powell

Senior Product Manager, Sanctions Compliance Services @Swift

London, GB
MOBILE NUMBERS
+91 *********19

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WORK HISTORY

Jul 2014 — Present

Senior Product Manager, Sanctions Compliance Services @Swift

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Part of the Sanctions Compliance Services @ SWIFT specialising in Sanctions Screening and TuningAs senior product manager my role is to - Provide specialist sanctions/AML support to the organisation- Advise on the tuning of the SWIFT Screening solution for subscribed banks to the FIN and CFS services- Support the development of a Financial Crime utilities vision as part of the SWIFT2020 strategy- Contribute to the development of new sanctions products ensuring compliance to relevant jurisdictional regulations and requirements

SKILLS

Swift PaymentsFinancial RegulationAmlFraudCorporate GovernanceSanctionsCredit RiskBankingRisk ManagementFinancial ServicesPaymentsAnti Money LaunderingOperational Risk ManagementCredit CardsFinancial RiskOperational RiskEnterprise Risk ManagementSanctionStakeholder ManagementBasel IiOfacGovernanceRegulationsComplianceRetail BankingPayment SystemsBack Office

ABOUT MIKE POWELL

20+ years of Sanctions and AML experienceEstablished and ran both AML and Sanctions Teams for a global bankAccomplished leader with an open mindLiaised and worked directly with OFAC, EU, UN and OFSI on various topicsMy time with Swift taught me that many small and medium size institutions are confused and uncertain as to what to do sometimes. What global banks consider “the basics”, as they have large Compliance teams reviewing and setting policy, many smaller institutions do not have such a luxury and struggle to make sense of regulation and its application. Some of the more common areas seen were- Identifying which message types to screen- which regulatory lists to screen, not all are relevant- whether or not Dual Use Goods play a part in screening- what are “stop” words or phrases- why when testing of screening configurations takes place do items missand many other such issues. If your institution has such problems/questions with items like the above and would like some help or guidance, do please connect with me and we can take them forward.Contact : m••••••••@btinternet.com

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Mike Powell — Senior Product Manager, Sanctions Compliance Services at Swift in London, GB | Unifers