Mike Peloquin

Managing Director - Investments @Oppenheimer & Co. Inc.

Chicago, IL, US
MOBILE NUMBERS
+91 *********19

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WORK HISTORY

Feb 2025 — Present

Managing Director - Investments @Oppenheimer & Co. Inc.

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Chicago, IL, US

EDUCATION

2003 — 2007

University of Wisconsin-Madison

BA, Psychology

2010 — 2012

UC San Diego School of Global Policy and Strategy (GPS)

Master's degree, International Management

2006 — 2006

University of Wollongong

Bachelor of Arts (BA), Psychology

ABOUT MIKE PELOQUIN

I pride myself on always taking the time to get to know clients and together we use a clear and focused methodology to help define goals – and establish tailored investment strategies to meet them. My comprehensive financial planning-based approach is used in conjunction with Oppenheimer’s specialist teams, as well as clients’ other advisors, attorneys, and accountants.In 2017, I joined Oppenheimer to continue the decades-long Peloquin legacy of providing high-net-worth individuals, families, and institutional clients with customized investment advice and strategies. Together, the team leverages over 130 years of experience to help clients navigate complex financial landscapes with clarity and confidence.I maintain my FINRA Series 7 (General Securities Representative) and Series 66 (Uniformed combined State Law Exam) securities licenses, and am licensed for Life, Health, and Long Term Care Insurance. I’m currently working on obtaining the Certified Financial Planner designation.I am licensed in the following state(s):AK, AZ, CA, CO, DC, DE, FL, IA, IL, IN, KS, MA, MD, MI, MN, MO, NC, NV, NY, OH, OK, PA, TN, TX, VA, VTAny information contained herein pertaining to securities business should not be considered a solicitation to buy or sell any securities or financial products, and is otherwise not intended for anyone who does not reside in those states.Links are being provided for information purposes only. Please go to for important information regarding social media and posted content. For a direct link to the disclosures, please click on Disclaimers in the Contact Info section of my profile.

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