Mike Pedlow
- Role
- EVP, Chief Compliance Officer at Kestra Financial
- Location
- Austin, TX, US
- LinkedIn followers
- 500 followers
About Mike Pedlow
Experienced Chief Compliance Officer with a demonstrated history of working in the…
Experience
EVP, Chief Compliance Officer
Feb 2020 — Present
Education
University of South Florida
BA, Economics
1992 — 1997
Skills
- Financial Services
- Leadership
- Investment Advisory
- Finra
- Financial Advisory
- Financial Risk
- Mutual Funds
- Compliance
- Series 24
- Series 7
- Investments
- Risk
- Series 65
- 401k
- Wealth Management
- Asset Managment
- Risk Management
- Retirement
- Securities
- Broker-Dealer
- Portfolio Management
- Asset Management
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