Mike Herman
Chief Compliance Officer at Apollon Wealth Management
- Role
- Chief Compliance Officer at Apollon Wealth Management, LLC
- Location
- Costa Mesa, CA, US
- LinkedIn followers
- 500 followers
Experience
Chief Compliance Officer
Apollon Wealth Management, LLC
Dec 2021 — Present
Education
University at Albany
BA, Psychology
1994 — 1996
North Carolina State University
Marine Biology
1992 — 1993
Skills
- Aml
- Wealth Management
- Investments
- Series 24
- Series 7
- Securities
- Investment Advisory
- Mutual Funds
- Risk Management
- Asset Managment
- Retirement Planning
- Finra
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