Mike Kim

Finra (Financial Industry Regulatory Authority) @FINRA

New York, NY, US

EMAILS

m•••••••@finra.org

MOBILE NUMBERS

+12•••••••20

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WORK HISTORY

Present

Finra (Financial Industry Regulatory Authority) @FINRA

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SKILLS

Financial ReportingSarbanes-Oxley ActFinraAccountingFinancial AnalysisSas70Risk ManagementInternal AuditCpaFinancial ServicesBroker-DealerFinancial AuditsInternal ControlsFinancial RiskSec FilingsDue DiligenceSecurities RegulationSecuritiesAccount ReconciliationEnterprise Risk ManagementOperational Risk ManagementCorporate FinanceAuditing

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ABOUT MIKE KIM

Supervise the financial and operational examinations of member organizations to verify…

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