Mike Freeman

About Mike Freeman

Executive with broad experience in Financial Services coupled with Venture Capital Start…

Experience

1. President

   Due Diligence Works, Inc

   Dec 2016 — Present · NJ, US

   President of Due Diligence Works, Inc.(Investment Products and Due Diligence Company). May 2016 to PresentProduct Due Diligence Services • Support “Best Interest Advice” through Independent, Best Practice, Always On, Full-Time Due Diligence of your products.• Provide upfront and ongoing Product Due Diligence for Wealth Management Firms to conform to DOL regulations in a variable cost model.• Design and Validate Product Due Diligence Processes and Product Line up to stand up to the scrutiny of Advisors, Clients, Product Manufacturers, DOL, SEC and FINRA.• Help firms make compliant product committee decisions with greater confidence and timeliness by gaining access to a broader and deeper set of due diligence information (not just data).• Enable Product Teams to focus on revenue driving and field engagement while we provide focus and expertise on Due Diligence.

Education

• Lafayette College

  BS

  1991 — 1995

• Questrom School of Business, Boston University

  MBA

  1997 — 1998

Skills

• Retirement
• Strategic Financial Planning
• Annuities
• Asset Allocation
• Banking
• Mutual Funds
• Risk Management
• Finance
• Asset Management
• Equities
• Strategy
• Securities
• Financial Planning
• Management
• Capital Markets
• Series 7
• Alternative Investments
• Portfolio Management
• Fixed Income
• Financial Services
• Wealth Management
• Investment Advisory
• Investment Products
• Investments