Michelle J. Moukios

Michelle J. Moukios

Head of Compliance @Highnote

Washington, WA, US
EMAILS
m•••••••@highnote.com
MOBILE NUMBERS
+14•••••••98

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WORK HISTORY

Jan 2024 — Present

Head of Compliance @Highnote

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EDUCATION

N/A

University of Baltimore School of Law

JD, Law

N/A

The Catholic University of America

BS, Financial Management

SKILLS

InvestmentsAsset ManagementLicensingEnforcementSox CompliancyLegal ComplianceFinancePolicyIpoDocument ReviewSarbanes-Oxley ActCorporate GovernanceClosed-End FundsPrivate EquityAnti Money LaunderingMediationLegal ResearchCorporate FinanceUnclaimed PropertyIntellectual PropertyCommercial LitigationFinraInternational LawSecurities RegulationVenture CapitalSecuritiesDue DiligenceMergers & AcquisitionsTender OffersCivil LitigationArbitrationTeam LeadershipLegal WritingLitigationJoint VenturesCorporate LawAmlSec Filings

ABOUT MICHELLE J. MOUKIOS

My core competencies include developing and implementing compliance and risk management programs, navigating complex and evolving regulatory environments, and partnering with internal and external stakeholders to foster trust and collaboration. As a former Senior Director at Marqeta, Inc, I oversaw the compliance functions for multiple business lines and regions, ensuring adherence to laws, rules, and regulations. My mission is to enable and empower the fintech ecosystem to process and unlock capital while managing the underlying risk.

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Michelle J. Moukios — Email, Phone Number & Contact Info | Unifers