Michael Nemeroff

Vice President, Senior Supervision Principal @Bank of America Merrill Lynch

Hopewell, NJ, US
MOBILE NUMBERS
+91 *********19

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WORK HISTORY

Jul 2019 — Present

Vice President, Senior Supervision Principal @Bank of America Merrill Lynch

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Pennington, NJ, US

Responsible for the review and approval of marketing communications with the public as well as associated internal-use only content. • Ensure that reviews comply with FINRA, SEC and MSRB Rules as well as internal policies where applicable. review all social media posts, likes, and comments by the field • Review and approval of content submitted by Marketing, GWIM LOB’s Merrill, RPWS, CIO, ISG, Consumer Investments (Edge), Financial Advisors, MSM’s, etc. • Partner with our Legal and Compliance partners to assure regulatory consistency. • Responsible for filing certain communications with FINRA. oversee web pages, videos, podcasts, email content, seminars/e-vites, e-comms, FA websites, social media, cross-marketing materials, national events, fact sheets, portfolio strategies, mobile/web combo product sites (trading and educational), third party investment management/annuity and life content and more.

EDUCATION

N/A

University of Maryland

B.S.

SKILLS

Disability InsuranceSeries 6Series 24Investment OperationsMorningstarVirtual TrainingTrainingInstructional DesignMutual FundsFixed AnnuitiesFinancial ServicesEmployee TrainingSecuritiesSeries 63FinraInvestmentsUniform Combined State LawTraining & DevelopmentLong-Term Care63 LicensesRetirementSeries 7Investment AdvisorySeries 66Life InsuranceFinance63 LicensedEquities

ABOUT MICHAEL NEMEROFF

Experienced Training and Compliance professional with a demonstrated history of success…

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Michael Nemeroff — Vice President, Senior Supervision Principal at Bank of America Merrill Lynch in Hopewell, NJ, US | Unifers