Michael Kuehnlenz
Vice President - Compliance @JPMorganChase
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WORK HISTORY
Vice President - Compliance @JPMorganChase
Conduct daily surveillance reviews for the Corporate Investment Bank’s credit, rates and equity swaps business to identify potential market manipulation and/or client misconduct, while mitigating reputational risk• Perform timely and thorough alert investigations using internal and external tools such as Actimize and Bloomberg aimed at identifying off-market pricing, abnormal trading behavior, wash trading, front running and ramping • Partner with Line of Business Compliance when escalating possible violations of rules and regulations• Liaise with technology, operations, LOB Compliance, and sales and trading desks to establish a robust and efficient surveillance process through the design, testing, and implementation of enhancements to exception reports• Conduct reviews and analysis to support regulatory exams, inquiries, and other requests as needed• Provide guidance and leadership to junior team members including training, mentorship, and relationship building advice
EDUCATION
Loyola University Maryland
Bachelor of Science (BS)
SKILLS
ABOUT MICHAEL KUEHNLENZ
Compliance Manager - JPM
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