Michael Hevner

CCO / CRO FCM and Trading Industry

Role
Chief Compliance Officer at Direct Access Usa
Location
Evanston, IL, US
LinkedIn followers
500 followers

About Michael Hevner

CCO / CRO / Head Trader CCO and liaison to exchanges and regulatory authorities. Expert in developing and maintaining compliance policies and implementation. Repeated success guiding cross-functional finance and trading teams across global markets with in-depth experience creating and maintaining risk management infrastructure to improve profitability. Sales and order execution specialist across all time zones and exchanges. Expertise in foreign exchange, commodities, energies, equities, derivatives, and OTC markets with broad trading exposure at firms of varying sizes and specialties. Consummate business leader and partner, executive manager, and trader with deep industry roots and connections. Series 3, 7, 63 and 24 registered.

Experience

  1. Chief Compliance Officer

    Direct Access Usa

    Oct 2022 — Present · Chicago, IL, US

    CCO and sole member of the compliance department for clearing FCM located in Chicago, Illinois. Multinational client base with large affiliated firms located in China and throughout the far east. Exchange and regulatory liaison in all matters. Charged with supervision and development of all company policies and procedures. Expertise in client AML as well as new customer onboarding and maintaining ongoing relationships.

Education

  • DePaul Driehaus College of Business

    Master of Business Administration (MBA), International Business

    1990 — 1992

  • University of Nebraska-Lincoln

    Bachelors, Finance

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Michael Hevner — Chief Compliance Officer at Direct Access Usa in Evanston, IL, US | Unifers