Michael Koffler
Investment Management and Broker-Dealer Partner at Eversheds Sutherland (US) LLP
- Role
- Partner at Eversheds Sutherland
- Location
- Scarsdale, NY, US
- LinkedIn followers
- 500 followers
About Michael Koffler
As a regulatory lawyer, Michael counsels investment advisers and broker-dealers on how to satisfy their obligations under the Advisers Act, Exchange Act, Securities Act, and Company Act and state securities statutes and regulations. Michael helps clients meet their business objectives while complying with applicable SEC, FINRA, MSRB and other applicable rules. Michael honed his knowledge of government oversight of the investment management and brokerage industries while an attorney with the Securities and Exchange Commission and then with Sutherland.Today, Michael is a frequent speaker and publisher with ALI-ABA, fi360, the Investment Adviser Association, IA-Watch, PLI, the Investment Lawyer and the Securities Regulation and Law Report, among others.Michael was awarded the 2010 Burton Awards for Legal Achievement for “Six Degrees of Separation: Principles to Guide the Regulation of Broker-Dealers and Investment Advisers,” published in BNA’s Securities Regulation & Law Report, April 27, 2009.Attorney Advertising: Prior results do not guarantee a similar outcome.
Experience
Partner
Feb 2017 — Present
Education
Binghamton University
BA, Law and Society
1989 — 1993
University of Pennsylvania Carey Law School
JD
1994 — 1996
Skills
- Sec
- Broker-Dealer
- Investments
- Private Equity Firms
- Due Diligence
- Hedge Funds
- Investment Management
- Finra
- Securities Regulation
- Securities
- Mutual Funds
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