Michael Torregiano
Director - Global Sanctions Office Securities and Broker Dealer Advisory @Wells Fargo
New York, NY, US
EMAILS
m••••••••@wellsfargo.com
MOBILE NUMBERS
+19•••••••13
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WORK HISTORY
Aug 2023 — Present
Director - Global Sanctions Office Securities and Broker Dealer Advisory @Wells Fargo
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New York, NY, US
EDUCATION
1994 — 1998
Pace University
Business Administration, Business Management
SKILLS
OfacOptionsAmlMergers & AcquisitionsRegulationsAnti Money LaunderingFixed IncomeInternal AuditSeries 24Financial RegulationUSA Patriot ActInvestment AdvisoryEquitiesFinraBankingKycDue DiligenceHedge FundsSecuritiesPolicyRisk AssessmentBank Secrecy Act
ABOUT MICHAEL TORREGIANO
Specialties: Specialties include the following- Bank Secrecy Act (\"BSA\")- USA Patriot Act- AML Investigations and Surveillence- Anti Bribery and Corruption- Sensitive Client On-Boarding- Broker Dealer - Banking Regulations- Compliance Risk Assessments, Policies and Procedures- Registered Investent Advisor Rules and Regulations- Internal AuditLicenses & Accreditations- CAMS
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