Michael Stefanowich
AVP Field Risk Management, Head of Supervisory Controls Group at MassMutual
- Role
- Finra Arbitrator at FINRA
- Location
- Enfield, CT, US
- LinkedIn followers
- 500 followers
Finance & AccountingView LinkedIn profile
About Michael Stefanowich
FINRA Series 4, 6, 7, 24 and 63.Specialties: Broker Dealer and Investment Advisory compliance and supervision
Experience
Finra Arbitrator
Aug 2016 — Present
Education
University of Massachusetts Amherst
BA, Economics
1995 — 1999
The Wharton School
CRCP
2010 — 2010
Skills
- Securities Regulation
- Securities
- Employee Benefits
- Process Improvement
- Series 63
- Fixed Annuities
- Broker-Dealer
- Series 6
- Insurance
- Series 24
- Mutual Funds
- Finra
- Life Insurance
- Investment Advisory
- Investments
- Financial Services
- Series 7
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