Michael Sommerfield
Vice President & Senior Supervisory Analyst @Deutsche Bank
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WORK HISTORY
Vice President & Senior Supervisory Analyst @Deutsche Bank
Principal contact person in New York for Series 16 Supervisory Analyst (SA) matters relating to the United States, Europe and Asia. • Brought into Deutsche Bank to build initial four-person SA group in New York into global team providing SA function in EMEA and Asia-Pacific.• Deutsche Bank’s global SA team is now one of the largest in the world, providing 24-hour coverage.• Primary contact person for New York and London for the equity & fixed income, derivatives, and economic research efforts in their interactions with the global SA team. • Has undertaken short-term assignments to Mumbai and Hong Kong to develop similar competencies in those Deutsche Bank offices.• Has regular interaction with global senior management.• With senior management, addressed and corrected inconsistent or inappropriate application of SA mandate by members of the SA team worldwide.• Established and implemented a cohesive approach to reviewing and approving M&A-related research, in conjunction with Legal/Compliance and the global SA team, in response to the worldwide rise in M&A activity.• Fulfills corporate risk-management function in conjunction with Legal/Compliance personnel. • Conducts daily interactions to determine potential conflicts regarding companies on the firm’s restricted and watch lists.• First contact for all initiations of coverage globally.• First contact for the Latin America research team in its interactions with the global SA team.• Reviews and approves research from equity, fixed-income, derivatives, and economic analysts, enforcing US/non-US regulatory requirements and firm policies.• Evaluates reports for consistency, logic, clarity, and readability, and serves as final arbiter for all editorial issues.• Trains new members of the team and provides continuing support to junior members.Senior Supervisory Analyst- Licenses 7, 16, 24, and 63.
EDUCATION
University of Maryland
BA
Fordham Gabelli School of Business
MBA
SKILLS
ABOUT MICHAEL SOMMERFIELD
Experienced Senior Global Supervisory Analyst with a demonstrated history of working in the financial services industry.
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