Michael Omran

Associate Vice President, Governance & Control, Td Wealth Shared Services @TD

Toronto, ON, CA

EMAILS

[email protected]

MOBILE NUMBERS

+91 *********19

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WORK HISTORY

Jan 2024 — Present

Associate Vice President, Governance & Control, Td Wealth Shared Services @TD

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EDUCATION

1993 — 1996

York University

Bachelor's Degree (Honours)

SKILLS

Building RelationshipsInvestment ManagementMutual FundsPortfolio ManagementPolicy AnalysisDrafting Board ReportsSecurities RegulationInvestmentsEquitiesTesting Policies and ProceduresComplianceFinancial ServicesSecuritiesCompliance OversightRegulatory RequirementsRisk ManagementRegulatory SubmissionsDrafting PoliciesPolicy WritingFinancial AnalysisOperational ComplianceAsset ManagementTeam LeadershipDrafting Compliance ReportsWealth ManagementBanking

ABOUT MICHAEL OMRAN

Experienced and results oriented regulatory compliance professional supporting firms registered in Canadian and US jurisdictions. Extensive demonstrated support of OSC and IIROC registered firms with respect to their securities regulatory obligations, registered in the categories of Portfolio Manager, Investment Fund Manager, Exempt Market Dealer and Investment Advisor under Wealth. Experience in the execution of OSFI E-13: Regulatory Compliance Management, program management requirements which include, risk control assessments, rule inventory mapping, control identification, issues management/remediation and emerging regulatory development gap analysis,

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