Michael Carey

Compliance Analyst @Citi

Belfast, GB

Reviewing and analysing surveillance alerts and/or reports relating to firm, employee and client trading activity. • Properly documenting the review and disposition of the exceptions as well as escalating matters appropriately. • Gathering and analysing trade data to assist in the Firm’s response to inquiries received from governmental and exchange regulatory bodies. • Additionally, supporting the compliance group in evaluating surveillance results for potential problems, communicating surveillance findings to management in a clear and concise manner as well as interacting with legal and other compliance personnel. • Responding to inquiries or requests from internal partners (e.g. ICRM Assurance, Internal Audit, Legal). Assisting with the design and implementation of new surveillances as well as the refinement of existing ones. • Interacting with IT on the specific design and testing of new surveillances. • Monitor data processing, quality assurance and development activities.

Ulster University

BSc (Hons) Information and Communication Technologies