Michelle Grillone

About Michelle Grillone

Compliance & Operations Professional Business Professional with extensive experience in Private Wealth Management Office Compliance and Operations. Advanced knowledge of regulatory requirements and limitations including a background of success working with major broker-dealers and RIAs. Identify and resolve emerging compliance risks. Key member of the senior management team, Exceptional ability to drive standardization, engage in complex problem solving and implement process. Strong foundation of ethics and high degree of integrity. Bilingual: Fluent in English & Spanish. Conversational French.

Experience

1. Managing Director

   Mariner

   Jun 2019 — Present · Miami, TX, US

   Michelle provides directional leadership to Mariner Wealth Advisors’ Miami, Florida, office, guiding the team with a wealth of experience and expertise.

Education

• University of Miami Herbert Business School

  Bachelor of Business Administration - BBA

  1996 — 2000

Skills

• Financial Analysis
• Cip Procedures
• Private Wealth Management
• Compliance Programs
• Back Office Operations
• Event Management
• Microsoft Office
• Sales
• Business Strategy
• Portfolio Management
• Staff Training
• Reporting & Analysis
• Customer Service
• Strategic Planning
• Asset Management
• Marketing Strategy
• Policy & Procedure Development
• Financial Trades
• Broker-Dealer
• Training
• New Business Development
• Forecasting
• Finra Regulations
• Rias
• Investor Relations
• Mutual Funds
• Sec Regulations
• Budgets
• Aml Audits
• Investments
• Branch Operations
• Management
• Risk Analysis
• Industry Best Practices
• Marketing
• Public Speaking
• Wealth Management
• Event Planning