Meredith Roman
Assistant Director, Registration & Licensing @Principal Financial Group
San Diego, CA, US
EMAILS
r••••••••@principal.com
MOBILE NUMBERS
+91 *********19
Signup · Get unlimited contacts
WORK HISTORY
Nov 2025 — Present
Assistant Director, Registration & Licensing @Principal Financial Group
View department →
EDUCATION
N/A
Massachusetts College of Liberal Arts
Business
ABOUT MEREDITH ROMAN
I am trusted compliance and registration leader with a strong understanding of FINRA and state regulations. I help financial services firm stay ahead of regulatory changes which improving processes, reducing risk, and fostering cross-functional collaboration across the organization.
This profile is compiled from publicly available professional sources. Unifers is not affiliated with or endorsed by LinkedIn. Request removal of this profile.