Melissa Chaffee
Chief Compliance Officer | Broker-Dealer & Investment Advisor Regulatory Oversight | SEC & FINRA Compliance | Risk Management | Cybersecurity
- Role
- Chief Compliance Officer at Belle Haven Investments
- Location
- New York, NY, US
- LinkedIn followers
- 500 followers
About Melissa Chaffee
Belle Haven Investments is an independent asset management firm specializing in separately managed taxable and tax-exempt fixed income portfolios. Since 2002, we have been dedicated to delivering exceptional service, consistent reliability, and customized investment solutions designed to meet our clients’ needs. With more than $22 billion in assets under management today, we proudly serve a diverse clientele, including consultants, advisors, family offices, institutions, non-profit organizations, and high-net-worth individuals. Belle Haven’s expertise in fixed income and personalized approach to portfolio management have contributed to industry-recognized strategies and long-standing client relationships.We are grateful for the trust our clients place in us and remain committed to serving their investment needs.
Experience
Chief Compliance Officer
Jun 2019 — Present · Rye Brook, NY, US
Education
Mercy University
Masters, Finance and Financial Management Services
Pace University - Lubin School of Business
BBA, Business and Personal/Financial Services Marketing Operations
Skills
- Financial Markets
- Trading
- Fixed Income
- Capital Markets
- Bloomberg
- Commodity
- Financial Services
- Asset Management
- Kyc
- Regulatory Compliance
- Derivatives
- Ofac
- Private Equity
- Options
- Aml
- Securities Regulation
- Securities
- Equity Trading
- Equities
- Equity Research
- Finra
- Due Diligence
- Hedge Funds
- Anti Money Laundering
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