Melinda Schmidt

About Melinda Schmidt

I came onboard with Silver Grove Financial Group, Inc. in 2015 and I focus on all internal process at Silver Grove, including- Developing and documenting our business processes - Development and oversight of our Compliance processes - Marketing, social media, and website improvements - Customizing our CRM and business tools - Training our employees, advisors, and clients on all of the above I love it when a plan comes together! There is nothing more satisfying, after creating a process, than to see it being used well by the people it was intended for. It is my goal at Silver Grove to create a business format that runs smoothly from end to end, balancing the needs of the employees, advisors, and clients equally. We welcome any feedback you may have, good or bad, on any interaction you experienced with anyone from Silver Grove! Contact me at: m••••••@silvergrovegroup.com or 71••••••91 ext 206

Experience

1. Director of Compliance and Revenue Operations

   Silver Grove Financial Group

   Mar 2025 — Present · Orchard Park, NY, US

   Silver Grove Financial Group, Inc. offers advisory support to individuals and employer groups throughout Western and Central New York. And, in the capacity of Office of Supervisory Jurisprudence (OSJ), we offer compliance oversight to independent financial advisors, advisory firms, banks, and credit union run financial services programs through LPL Financial and also through our independent SEC Registered Investment Advisor (RIA) firm. I have given over my administrative duties but retain the responsibility for developing and documenting our business processes. And I continue to support and refine our Salesforce and NetDocuments tools. Additionally, I have joined the compliance team and assist with oversight for an extended team of 24 advisors. True to the goals of the Virtual Assistant roots from which I came, I strive to free the partners from all of the non-value-add tasks that consume their time, so they can focus instead on continuing to grow the business.• Securities offered through LPL Financial. Member FINRA/SIPC. For hyperlinks to FINRA and SIPC, please refer to ‘See Contact Info’ section above.•Third party posts found on this profile do not reflect the views of LPL Financial and have not been reviewed by LPL Financial as to accuracy or completeness.• The financial professionals associated with LPL Financial may discuss and/or transact business only with residents of the states in which they are properly registered or licensed. No offers may be made or accepted from any resident of any other state