Mederic Daigneault

Senior Vice President, Regulatory Services @Comply

Hartford, CT, US
EMAILS
m••••••••@comply.com
MOBILE NUMBERS
+18•••••••71

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WORK HISTORY

Oct 2024 — Present

Senior Vice President, Regulatory Services @Comply

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Provide regulatory compliance consulting expertise to investment advisers, including private fund advisers, and dual registrants. Supervise and manage staff of veteran consultants with backgrounds as attorneys, former CCOs, senior financial industry professionals, and regulators. In close coordination with Chief Regulatory Officer and others, assist in streamlining services, maintaining operations, and determining and launching long-term goals for the organization.

EDUCATION

1999 — 2002

Boston College Law School

Juris Doctor

1996 — 1998

Wesleyan University

BA, English

2014

Harvard Business Publishing Corporate

Management Essentials, Business Management

SKILLS

Due DiligenceHedge FundsInvestmentsSecurities RegulationSecuritiesCorporate LawComplianceSecurities LawFinancial ServicesAlternative InvestmentsPrivate EquityInternal AuditSec ReportingInvestment AdvisoryRisk ManagementSec FilingsStrategic Financial PlanningInvestment Management

ABOUT MEDERIC DAIGNEAULT

Strategist, leader, author, experienced regulatory attorney, and compliance consultant…

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