Mohit Bansal

About Mohit Bansal

Performance driven, results oriented, and accomplished senior technology leader with over 25 years of extensive global financial services experience, strong technology background and excellent leadership skills. Extensive experience in creating innovative technology solutions, building new teams, and transforming existing technology teams.Consistently delivered mission critical technology solutions on-time/on-budget. Managed large, diverse, and global teams and partnered with broad, demanding coalitions of users within the established financial guidelines and goals. Proven track record in technology transformation, simplifying business processes by implementing innovative technology solutions, leading strategy, driving and influencing change, strong focus on risk management, providing a platform for talent growth and deepening business relationships.Successfully built large scale delivery and execution focused technology strategies remediating multiple regulatory inquiries, MRAs, MRIAs and Consent Orders.Deep experience in control functions including compliance, risk, application security, and HR. Well-versed in architecture frameworks, open standards, service-oriented architecture, model-driven architecture, web-oriented architecture, internet and mobile technologies.Significant experience in setting up and managing globally located, geographically dispersed development teams. Consistently demonstrated extremely strong people leadership by coaching, mentoring multiple employees, investing in diversified candidate slates, and developing next generational leaders. Instilled a culture of open communication, cross-skilling, empowering and built extremely high performing teams. Have successfully done digital transformation of multiple organizations and led the development of scalable architecture solutions.Areas of expertise:Regulatory Compliance – Information Technology – Global Team Leadership – Process Improvement – Needs Assessment – Reporting Risk Management – Global Markets – Wealth Management – Relationship Management – Surveillance Initiatives – Vendor Relations – Strategic Planning – Global Banking – International Business – Change Management – Project Management – Budgeting – Team Leadership/Motivation

Experience

1. Senior Vice President - Head of Compliance Technology

   Fidelity Investments

   Apr 2024 — Present · Jersey City, NJ, US

   Technology leadership role responsible for driving technology strategy, transformation and execution across all areas of Compliance- Ethics- Registration and Licensing- Financial Crimes / Anti Money Laundering- eCommunication Surveillances- eCommunication Retention- Marketing Review- Record Management- Trade Surveillances- Supervision- Data, AI and Analytics

Education

• Indian Institute of Technology, Guwahati

  Bachelor of Technology - BTech, Electrical, Electronics and Communications Engineering

• St. Gabriel's Academy, Roorkee

  High School