Mayuresh Sawant

AVP Compliance Dos @Transunion Cibil Limited

Mumbai, IN

Keep abreast of regulatory developments within or outside of the company as well as evolving best practices in compliance control.Disseminate circulars/letters/advisories/ guidelines issued by the Regulator to relevant business units highlighting the regulatory requirements and monitor compliance of these guidelines.Perform independent compliance testing, internal compliance reviews & monitoring activities.Keep a track and strict monitoring of all correspondences with the Regulator and ensure that responses to regulatory authorities are properly submitted within the stipulated timelines.Assist in managing regulatory inspections.Prepare reports for senior management and regulatory bodies as appropriate.Ensure business activities are conducted in conformity with all applicable laws, regulations, internal policies and procedures.Review of Standard Operation Procedures to ensure alignment to requirements stipulated by requisite regulatory requirements/ Compliance policies.Periodically revise the Compliance program in light of changes in the needs of the organization, and in line with changing regulatory landscape.Developing, coordinating, and participating in a multifaceted training program that focuses on the elements of the compliance program, and seeks to ensure awareness and compliance within all appropriate employees and management, pertinent regulatory requirements and other Compliance Policies.Risk assessments, Monitoring & Reporting of Key risks from the function forming part of Enterprise Risk Management Program.Assist Business Units in their day to day queries related to compliances, onboarding any new client, termination of membership of a client, review of any vendor / client risk assessment questionnaires.Develop & enhance compliance policies and procedures to further ensure Company’s compliance with- Credit Information Companies (Regulations) Act 2005 (“CICR Act”)- RBI & Finance Ministry GOI Requirements- Other related laws;

Mumbai University

Bachelor's degree

VESP

Diploma