Maureen Rice
Manager, Compliance, Risk and Governance @Scotiabank
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WORK HISTORY
Manager, Compliance, Risk and Governance @Scotiabank
EDUCATION
York University - Osgoode Hall Law School
Certificate, Regulatory Compliance and Legal Risk Management for Financial Institutions
Ryerson University
Bachelor of Applied Arts (B.A.A.), Journalism
ABOUT MAUREEN RICE
For me, taking initiative and adhering to standards represent basic building blocks of excellence. With operations, risk management as well as compliance expertise, I have been managing and guiding due diligence solutions in the financial services industry for over 10 years. I excel in researching, tracking and analyzing processes, then providing relevant feedback and reporting to colleagues and management. This review involves an awareness of and consolidation of various perspectives. My current work is within the Corporate Secretary\'s Department and builds on my recent involvement in regulatory communications management, fund projects, and my risk and compliance experience. The service I provide ensures regulatory obligations are fulfilled and to achieve this I act as a key conduit at the bank. I am constantly working to improve my knowledge of regulatory reporting and filing, the industry, risk management, compliance and communications.
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