Maureen Gaffney
Risk Management-Operational Risk—Non-Financial Regulatory Reporting-Advisory-Testing Programs-RCSA Framework-Procedure Renovation-Project Management-Agile Methodology
- Role
- Senior Manager - Business Information Management Specialist at TD
- Location
- Charlotte, NC, US
- LinkedIn followers
- 500 followers
About Maureen Gaffney
Senior Regulatory Compliance and Risk Leader with 20+ years of experience driving risk…
Experience
Senior Manager - Business Information Management Specialist
Apr 2025 — Present
Responsible for the design and execution of first line, independent detective testing programs in support of all products, including Commercial, Small Business and Auto Finance, to ensure regulatory adherence and control effectiveness. • Oversee the design and execution of testing programs for regulatory compliance across financial products. • Lead a dedicated team of analysts, managing multiple testing engagements under strict deadlines. • Collaborate with data and systems teams to optimize processes and enhance efficiency.
Education
DePaul University
Bachelor's degree, BAIFA
2018
Skills
- Legal Compliance
- Aml
- Capital Markets
- Bloomberg
- Financial Services
- Portfolio Management
- Regulatory Reporting Requirements
- Auditing
- Alternative Investments
- Fixed Income
- Microsoft Excel
- Powerpoint
- Microsoft Office
- Securities
- Banking
- Mutual Funds
- Business
- Bonds
- Risk Management
- Trading
- Investment Banking
- Registered Investment Advisor
- Financial Markets
- Equity Trading
- Financial Risk
- Asset Management
- Equities
- Investments
- Equity Derivatives
- Options
- Commodity
- Word
- Emerging Markets
- Trading Systems
- Anti Money Laundering
- Project Management
- Swaps
- Finance
- Electronic Trading
- Derivatives
Find verified contacts for anyone on LinkedIn
Unifers gives sales teams verified emails and direct dials, enriched profiles, and outreach that lands in the inbox.
Free plan included · No credit card required
This profile is compiled from publicly available professional sources. Unifers is not affiliated with or endorsed by LinkedIn. Request removal of this profile.