Maulik Limbachiya

Chief Compliance Officer @EBIXCASH World Money

CA

Developing and implementing AML policies and procedures throughout the enterprise• Conducting an independent testing of implemented compliance controls and its effectiveness• Preparing and presenting a report to senior management regarding identified compliance gaps and procedures• Providing recommendation to mitigate compliance gaps and following up on the implementation of remedial measures • Performing periodic customer risk assessment for all business lines• Approving and submitting STRs to FINTRAC via F2R portal and batch reporting • Performing periodic quality assurance testing on regulatory reporting, KYC & Customer Due Diligence record keeping and testing of sanction screening effectiveness• Monitoring and maintaining high risk client relationships and providing recommendation to mitigate proposed risks• Assisting Chief Compliance Officer regarding ongoing training program by development of training manuals and webinar presentations for staff and other affiliates • Coordinating with external stakeholders like Fintrac and external auditors (Grant Thornton) during the effectiveness review• Acting as a key point of contact for all cross functional team mangers for all Compliance queries. Teams such as Business Development, Operations, Treasury & Customer service teams etc• Responsible for maintaining relationships with all external stakeholders like our global banking partners or Banknote suppliers etc

Humber College

Bachelor of Business Administration - BBA, Accounting

Sardar Patel University

Post Graduate , Marketing/Marketing Management, General

Sardar Patel University

Bachelor of Business Administration - BBA, Accounting and Finance