Matthew Taverni

Corporate Compliance Senior Manager @MFS Investment Management

Boston, MA, US
MOBILE NUMBERS
+91 *********19

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WORK HISTORY

Nov 2015 — Present

Corporate Compliance Senior Manager @MFS Investment Management

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Responsibilities include- Oversight of MFS\' US based compliance programs (Rule 206(4)-7, Rule 38a-1, CFTC)- Design and implementation of ESG compliance program addressing investment, distribution, and corporate ESG activities - Team lead of three data scientists focusing on innovation and increasing efficiency of compliance monitoring - Oversight of global compliance monitoring framework including the use of RSA\'s Archer governance, risk, and compliance solution - Manage MFS\' global conflicts of interest program including education, mitigation and reporting - Policy administration for all of MFS\' policies - Providing reports to MFS Management Committee, Board of Directors on the operation of MFS\' compliance programs

SKILLS

Business ProcessManagement ConsultingInvestment ManagementBusiness Process ImprovementRisk ManagementFinancial ServicesSarbanes-Oxley ActProject ManagementInvestment ComplianceSox 404ManagementAnti Money LaunderingCompliance ProgramsStrategic ConsultingDesign & Implementation of Internal ControlsRisk AssessmentEnterprise Risk ManagementInternal ControlsConsulting

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Matthew Taverni — Corporate Compliance Senior Manager at MFS Investment Management in Boston, MA, US | Unifers