Matthew Olund

About Matthew Olund

Motivated, skilled risk and audit specialist with outstanding regulatory and financial services knowledge developed over many years of professional practice. Established success in all lines of defense in managing large teams, overseeing critical projects and initiatives, identifying risks, and analyzing key controls across capital markets, including operational risk, governance, credit risk, market risk, liquidity risk, conduct risk, regulatory compliance, supervision, and oversight. Works well with people at all levels, and excels in building relationships with peers, senior stakeholders, and regulators. Specialties: risk assessment, risk monitoring, risk identification, control evaluation, issue remediation, governance and oversight frameworks, stakeholder management. Licenses: Certified Anti-Money Laundering Specialist (CAMS) and FINRA Series 4, 7, 24, 55, and 63.

Experience

1. Business Unit Risk Management Director

   MUFG

   Oct 2022 — Present · New York, NY, US

   Direct the entire first line risk management framework, including operational, market, credit, liquidity, and technology risks, for MUFG’s New York bank branch and broker-dealer Markets (Sales and Trading) businesses and Corporate Treasury function. • Implemented the end-to-end risk management program for MUFG New York Branch’s Corporate Treasury function, covering funding and liquidity management functions, and MUFG Securities’ Canadian broker-dealer. • Lead a team responsible for executing first line risk and control self-assessments (RCSAs) to cover the Markets and Corporate Treasury business across the US and Canada. • Oversee cycle-based testing of all key controls operated by the Markets and Corporate Treasury business for effectiveness, totaling over 125 unique control tests. • Identify, manage, and resolve all risk and control issues, both self-identified and those raised by second- and third-line functions, for the Markets and Corporate Treasury business. • Execute the product risk assessment framework and manage the new product approval process for Markets and Corporate Treasury. • Manage development, production, and reporting of key risk metrics (KPIs and KRIs) to support detection of risk events and emerging risks. • Support the business’ governance framework through production of reports and metrics, as well as administration of critical governance forums. • Act as a key regulatory liaison for regulators such as FRB, OCC, and NFA, and manage resolution of MRAs/MRIAs and other regulatory findings. • Responsible for investigation of risk events, including operational incidents such as errors and information leakage, reporting results to senior management globally, and overseeing implementation of remedial measures. • Serve as the first point of contact in Markets for oversight functions in second line risk and Internal Audit.• Execute first line of defense risk oversight of vendors and third party service providers.

Education

• University of Pennsylvania

  Bachelor of Arts - BA, Economics

• NYU Stern School of Business

  Master of Science - MS, Risk Management

Skills

• Fixed Income
• Internal Audit
• Trading
• Investment Banking
• Options
• Investments
• Series 3, 4, 7, 24, 55, 63, and 87 Licensed
• Finra
• Cams
• Equities