Matthew Mason

About Matthew Mason

Successful financial services compliance executive with MBA, CRCM and more than 20 years of experience including compliance program management, issue management, reporting, internal audit, project management and training and development. A highly motivated leader with a history of developing creative solutions that balance regulatory requirements with operational capacity, as well as overall strategic objectives. Possess superior oral and written communication skills with the ability to establish a rapport with clients, personnel and all levels of management. Additional experience in credit risk review, operational risk, quality control and loan origination.

Experience

1. Vice President

   Achieve

   Mar 2024 — Present · Charlotte, NC, US

   Lead team responsible for Enterprise Compliance Risk Management,Regulatory Change, Audit and Exam Management, Testing, Monitoring,Risk Assessment (RCSA), Risk Appetite, Policy Governance, ComplianceTraining, Licensing, Third Party Risk Management, and MarketingCompliance. Also responsible for managing the Enterprise Governance,Risk, and Compliance tool (incl. third-party service provider relationship).Serve as Chair of the Enterprise Risk Management Committee. Rated\'Exceeds Expectations\' on 2022 and 2023 year-end reviews.• Designed and implemented Enterprise Compliance RiskAssessment and Regulatory Change Management processes, aswell as the Enterprise Risk Appetite Program• Implemented third-party service provider for brand protection tosupport enterprise re-branding initiative• Create monthly Enterprise Compliance and Risk Summary Reportand dashboards utilized to socialize key performance/risk indicators,issues, emerging risks and risk program activities with executiveleadership and the Board of Directors• Drove compliance training completion rates to all-time highs• Manage Risk Policy Governance program resulting in enhancedoversight and greater connectivity across program elements• Oversee complex federal and state exams, audits and supportexecutive leadership with investor due diligence requests• Provide compliance input on strategic initiatives and high-risk issues

Education

• Cleveland State University

  Master's, Business Administration

  2005 — 2006

• University of North Carolina at Greensboro

  Bachelor of Science, Management and Marketing

  1992 — 1997