Matthew Johnson
SVP - Financial Crimes Program Manager at Wells Fargo
- Role
- SVP - Financial Crimes Program Manager at Wells Fargo
- Location
- Hugo, MN, US
- LinkedIn followers
- 500 followers
About Matthew Johnson
I currently manage the Financial Crimes Program, including AML Compliance and Global Sanctions for two separate lines of business. I am responsible for a staff of 2 Managers and 7 staff tasked with developing and supporting the Financial Crimes Program, including program documentation, due diligence processes, product risk and transaction monitoring. I regularly provide program status to Executive Leadership, Regulators, Audit and others. Prior to my current role, I managed 4 Managers and 12 staff as the AML Officer with RBC Wealth Management. In this capacity I was responsible for all aspects of the AML Program for the US broker- dealer. I have extensive experience in Financial Crimes with various Financial Services organizationd. I have experience implementing various improvements including improved AML alert and SAR filing processes, enhanced metric and Board reporting and multiple successful audit reviews and regulatory exams.
Experience
SVP - Financial Crimes Program Manager
Aug 2016 — Present · Minneapolis, MN, US
Responsible for the Financial Crimes Risk and Compliance Program, including AML, Sanctions and Anti-Bribery. Direct oversight of a staff of eight to design and implement a Financial Crimes Program for the supported line of business to comply with regulation and Corporate policies and best practices. Partner with Executive Leadership and Senior Audit and Compliance members in support of due diligence, activity monitoring, client risk rating, etc. initiatives and enhancements, including a complete remediation of existing client base.
Education
Worcester State University
Bachelor of Science Degree, Business Administration
Skills
- Bank Secrecy Act
- Aml
- Analysis
- Kyc
- Ofac
- Investments
- Financial Risk
- Operational Risk Management
- USA Patriot Act
- Retail Banking
- Due Diligence
- Training
- Fraud
- Internal Controls
- Management
- Process Improvement
- Compliance
- Banking
- Governance
- Business Process Improvement
- Risk Assessment
- Securities
- Policy
- Operational Risk
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