Matthew J. Fitzgerald

Matthew J. Fitzgerald

Chief Compliance Officer @PGIM

New York, NY, US
EMAILS
m••••••••@pgim.com
MOBILE NUMBERS
+18•••••••48

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WORK HISTORY

Nov 2015 — Present

Chief Compliance Officer @PGIM

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Leading global fixed income compliance for Prudential Financial Inc. affiliate with over $850 billion in AUM- Managing regulatory, marketing, trading, investment, guidelines and core compliance team of professionals in the US, Japan, UK, Netherlands and Singapore- Member of Risk, Counterparty, Trading, ESG and Pricing/Valuation Oversight Committees- NFA Principal

EDUCATION

N/A

Yale University

Bachelor of Arts (B.A.), Psychology

N/A

Emory University School of Law

Juris Doctor, Law

SKILLS

Corporate FinanceFinancial ServicesDerivativesInvestmentsCapital MarketsEquitiesCorporate LawTradingInvestment BankingStructured FinanceRegulatory ComplianceAsset ManagementInvestment ManagementInvestment AdvisoryFixed IncomeCorporate GovernanceMutual FundsSecurities RegulationSecuritiesMergers & AcquisitionsDodd-FrankFinanceFinraEtfsDue DiligenceHedge FundsAlternative InvestmentsPrivate EquityPrivate PlacementsEmerging Markets

ABOUT MATTHEW J. FITZGERALD

Global Team Leader, Chief Compliance Officer and Regulatory Lawyer with substantial expertise in investment management, capital markets, debt, equity, alternatives and corporate finance.

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