Matt Bromberg
Chief Operating Officer at Wedbush Fund Advisers, LLC
- Role
- Corporate Counsel at Wedbush
- Location
- New York, NY, US
- LinkedIn followers
- 500 followers
About Matt Bromberg
Strong management and operational experience. Thoughtful and skilled decision-maker and problem-solver focused on identifying practical solutions.Unique legal and regulatory experience with general corporate matters, private funds, ETFs and registered closed-end funds, as well as with affiliated brokerage and banking arrangements, investment fund operations, risk management, custody, collateral servicing, administration and accounting issues.Provide advice and interpretation of rules and regulations promulgated under the Investment Company Act of 1940 and the Investment Advisers Act of 1940, as well as the 1933 and 1934 Acts. Experienced in registered fund development, design and structure, with particular expertise in ETFs and alternative strategies. Core competencies also include registered investment adviser transactional and regulatory matters. Extensive experience with general compliance program development and implementation, policies and procedures and day-to-day surveillance.
Experience
Corporate Counsel
Sep 2024 — Present · New York, NY, US
Education
University at Albany
B.A.
Brooklyn Law School
J.D., Banking, Corporate, Finance, and Securities Law
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