Neil Marshall
Wealth Manager @Tier One Capital
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WORK HISTORY
Wealth Manager @Tier One Capital
Newcastle upon Tyne, GB
EDUCATION
Newcastle College
Higher National Diploma, Communication and Media Studies
Alliance Manchester Business School
ICA DIPLOMA, Governance, risk and compliance
Newcastle College
Advanced GNVQ, Communication and Media Studies
Chartered Insurance Institute
Level 4 Diploma, Regulated Financial Planning
ABOUT NEIL MARSHALL
I joined Tier One Capital Ltd at the end of 2014 as Operations Manager overseeing the day to day operations of the business. I became the Chief Compliance Officer at the beginning of 2019 after a couple of years as Compliance and Risk manager, a period which was capped by playing a part in listing Develop North PLC (formerly PBLT) on the London Stock Exchange in January 2017. Before joining Tier One, I worked in retail banking from 2003 in the branch networks of Lloyds Banking Group (formerly Lloyds TSB), firstly as an adviser then the last six years as a Branch Manager, I have built on both my experience in Risk Management and Compliance in the banking networks and applied that to the world of Wealth Management, learning a lot along the way. I enjoy breaking down regulation in to what it means for our firm and how it applies to the aims, objectives and culture of our company. In 2016 I attained a diploma in Governance, Compliance and Risk with the International Compliance Association.In 2020 I decided to begin the journey of moving from my role in compliance to that of a Wealth Manager, specialising in helping clients with their financial journey and planning their future.
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