Mark Greer
Attorney @Stradley Ronon
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WORK HISTORY
Attorney @Stradley Ronon
Chicago, IL, US
I represent clients in connection with-drafting and reviewing registration statements, proxy statements and other regulatory filings, as well as other legal documentation for the formation, organization and ongoing operations of registered investment companies and commodity pools-drafting exemptive orders seeking relief from certain federal securities laws-representing investment companies in responding to regulatory issues raised by federal regulators—advising independent board members of registered investment companies on various transactional, regulatory and compliance matters, including in their review of advisory and distribution contracts
EDUCATION
Northwestern University
Bachelor’s Degree, Journalism
Northwestern University
Master’s Degree, Journalism
Northwestern University Pritzker School of Law
Juris Doctor (J.D.)
ABOUT MARK GREER
I concentrate my practice on representing registered investment companies (in particular exchange-traded funds), independent board members and registered investment advisers on a broad range of regulatory and compliance matters that arise under securities exchange rules and the U.S. federal securities laws, particularly the Investment Company Act of 1940, the Investment Advisers Act of 1940, the Securities Act of 1933, the Commodity Exchange Act, and related rules and regulations.
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