Mark Wan
Assistant General Counsel, CIB Regulatory at Wells Fargo
- Role
- Assistant General Counsel - Cib Regulatory at Wells Fargo
- Location
- New York, NY, US
- LinkedIn followers
- 500 followers
Experience
Assistant General Counsel - Cib Regulatory
Mar 2021 — Present · NY, US
Provide legal services to Wells Fargo’s swap dealer and security-based swap businesses in the CIB division, including Sales, Trading, Credit, Operations and Compliance Functions; Provide legal advice and counsel; Consult with internal clients on commercial, legal and regulatory matters, including those involving CFTC, NFA, SEC and FINRA; Support Wells Fargo’s derivatives activities as an end-user.
Skills
- Equity Derivatives
- Financial Regulation
- Structured Products
- Financial Services
- Isda
- Equities
- Structured Finance
- Banking
- Fixed Income
- Capital Markets
- Financial Markets
- Investment Banking
- Aml
- Securities
- Dodd-Frank
- Derivatives
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