Mark Pleaner

Chief Compliance Officer @Lightrock

London, GB
MOBILE NUMBERS
+91 *********19

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WORK HISTORY

Jun 2021 — Present

Chief Compliance Officer @Lightrock

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London, GB

Lightrock is a global private equity platform that backs purpose-driven entrepreneurs tackling the world’s biggest challenges. Since 2009, Lightrock has invested in companies that pursue scalable and tech-driven business models around the key impact themes of people, planet, and productivity/tech for good. Lightrock’s portfolio includes more than 70 high-growth companies, supported by over 70 professionals based in 5 offices across Europe, Latin America, India and Africa. Lightrock is backed by the Princely House of Liechtenstein and LGT, the international private banking and asset management group, and other institutional investors.

EDUCATION

2004 — 2005

University of the Witwatersrand

Bachelor of Laws (LLB)

2000 — 2002

University of the Witwatersrand

Bachelor of Arts (BA), Law/ Psychology

2003 — 2003

University of the Witwatersrand

Bachelors with Honours, Applied Psychology

2013 — 2013

International Compliance Association

Certificate in Anti-Money Laundering Awareness, Compliance

SKILLS

AmlDue DiligenceInternal AuditMergers & AcquisitionsPrivate EquityEquitiesCapital MarketsKycBankingLegal ComplianceRisk ManagementInvestment BankingAnti Money LaunderingFinancial AnalysisRetail BankingBusiness Process ImprovementCorporate LawFinancial RiskInternal ControlsFraudCorporate GovernanceCorporate FinanceFinancial ServicesStructured Finance

ABOUT MARK PLEANER

Experience in managing compliance and AML risks in multiple jurisdictions including, UK, Singapore, Australia, Mauritius, Cayman Islands, South Africa, Kenya, Nigeria. AIFMD registration and filings, UKVI Sponsorship management, Tax filings, regulatory filings, Company Secretarial, Data Protection and Privacy, Trademark management.Looking for investment opportunities in late-stage venture and growth equity around the key impact themes of people, planet, and productivity/tech for good; including healthcare, education, resource efficiency, sustainable food and agri-tech, smart mobility and transportation, transforming finance and digital business infrastructure. We typically invest $15-40m in growth equity in Europe and opportunistically in North America out of our London office, in businesses launched by mission-driven entrepreneurs who use technology to contribute positively to humankind and the planet. Our themes include: People (Healthcare, Education, Future of Work), Planet (Resource Efficiency, Sustainable Food & Agriculture, Smart Mobility) and Productivity (Transforming Finance and Digital Business Infrastructure).In Europe and North America we\'re investors in, among others: Dataiku, Neo4j, Liqid Inc, MessageBird, Sunfire, Antec Biogas, wefox, Satispay, InFarm, Lilium, CMR Surgical, Kalera, Alasco, South Pole, Kebony and Elvie.

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Mark Pleaner — Chief Compliance Officer at Lightrock in London, GB | Unifers