Mark Oxley
Head of Compliance @Davies
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WORK HISTORY
Head of Compliance @Davies
Head of Compliance June 2024Interim Head of Compliance May 2024Compliance Consultant March 2024
SKILLS
ABOUT MARK OXLEY
A financial services risk and compliance professional with a wealth of experience and insight across industry and consulting. As a Senior Manager at PwC, I supported the financial services industry with delivery implementation from a conduct, compliance and risk perspective including consumer duty support. I have over 25 years of experience across retail banking, insurance, wealth management and consumer lending. I have gained a deep understanding of the processes across business enterprises and the challenge and opportunities that they present. I worked with financial services businesses to assist them with the implementation of regulatory and operating model led change to help them improve their regulatory risk, quality control, assurance, monitoring and suitability testing as well as the potential for efficiencies and cost savings through harnessing technology and innovation. Specialisms: Compliance, Risk, Conduct, Consumer Duty, Advice Standards, Training and Competence, Complaints, Remediation (including Section 166s), Regulatory Change, Operational Management, Programme Management, Stakeholder Management, Change Management, Risk Assessment, Customer Services
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