Mark Matthes

Experienced Financial Services Attorney | Corporate - Securities - Compliance

Role
Assistant General Counsel, Head of Distribution Legal at Transamerica
Location
Houston, TX, US
LinkedIn followers
500 followers

About Mark Matthes

Experienced and accomplished financial services attorney with an extensive record of…

Experience

  1. Assistant General Counsel, Head of Distribution Legal

    Transamerica

    Dec 2024 — Present

Education

  • South Texas College of Law Houston

    J.D., Law

    1996 — 1998

  • The University of Texas at Austin

    B.S., Radio-Television-Film

    1989 — 1993

  • University of Houston

    M.B.A., Concentration in Finance

    1996 — 1998

Skills

  • Compliance
  • Securities Law
  • Corporate Governance
  • Investment Advisory
  • Corporate Law
  • Asset Management
  • Securities
  • Mutual Funds
  • Annuities

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Mark Matthes — Assistant General Counsel, Head of Distribution Legal at Transamerica in Houston, TX, US | Unifers