Mark Livingston

Vice President - Business Execution Operational Risk Manager @Wells Fargo

Palm Beach Gardens, FL, US
EMAILS
m••••••••@wellsfargo.com
MOBILE NUMBERS
+91 *********19

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WORK HISTORY

Mar 2020 — Present

Vice President - Business Execution Operational Risk Manager @Wells Fargo

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Currently serving as Exam Management Business Execution Manager for Enterprise Complaints and Remediations (ECR) managing a team of twelve individual contributors. Responsible for managing and fulfilling all internal and external exam and audit requests related to handling of customer complaints. Engage the Group Executive Office Leader and applicable leadership for all Line of Business exam and audit requests. Coordinate process walk-throughs, side by side requests, and on-site presentations. Partner with all applicable LOB’s to develop and obtain leadership approval on all internal and external exam and audit requests. Provide credible challenge to ensure all responses meet the needs of the request and provide a level of consistency across the Enterprise Complaint Management Office. • Directly responsible for sourcing and hiring talented team members during the build-out of the team. Facilitated orientation, training and mentoring of employees to advance them more efficiently into production. • Responsible for managing requests specializing in Regulatory, Audit and Enterprise Testing and Validation. Successfully fulfilled more than 60% of all requests with only 25% of the team resources. • Consistently exceeded all established metrics, including 95% of requests opened within 24 hours, 98% of requests with documented approval, and 95% of requests fulfilled within the established timeframe. Overall QA score is 99.74% year to date. • Coordinate Regulatory inquiries, examinations, internal audits, and communications including requests impacting multiple lines of business and functions. • Facilitate incoming and outgoing communications with regulators, examination announcements and meeting preparation across ECMO.

EDUCATION

N/A

University at Buffalo

BA, Economics

SKILLS

Discovery AcceleratorGovernanceEnterprise Risk ManagementVendor ManagementEnterprise VaultLegal DiscoveryLeadershipFinancial RiskDisaster RecoveryCross-Functional Team LeadershipJournalingTrainingCrisis ManagementPandemic PlanningAuditingAnalysisBusiness Continuity PlanningRisk ManagementEmail ArchivingLeadership DevelopmentRecords ManagementManagementEnterprise Content ManagementBudgetsRisk AssessmentChange ManagementRecord StorageStrategic PlanningShreddersData DestructionTeam BuildingSarbanes-Oxley ActBusiness ContinuityCorporate RecordsTeam LeadershipBusiness Impact AnalysisFactaProject ManagementPolicyCrisis Communications

ABOUT MARK LIVINGSTON

CAREER SUMMARY Twenty plus years of cross-functional financial services experience…

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