Marissa McKee
Operations Associate at NatAlliance Securities
- Role
- Operations Associate at Natalliance Securities
- Location
- Austin, TX, US
- LinkedIn followers
- 500 followers
Experience
Operations Associate
Sep 2024 — Present · Austin, TX, US
Monitored daily trading activity for potential violations of FINRA, SEC, and internal compliance policies; escalated exceptions as needed- Analyzed and reviewed monthly, quarterly, and annual AML reports; addressing concerns as needed to maintain compliance standards- Assisted in the interpretation and implementation of regulatory changes affecting firm operations.
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