Maria Rabinovich
Head of Legal, Caplight.com
- Role
- Head of Legal at Caplight
- Location
- New York, NY, US
- LinkedIn followers
- 500 followers
About Maria Rabinovich
Senior lawyer in the financial services industry with in depth experience and…
Experience
Head of Legal
Apr 2022 — Present
Provide regulatory and transactional guidance in creating a platform for institutional investors to obtain synthetic exposure via derivatives to private companies\' shares. Advise on legal and compliance issues for FINRA and SEC registered broker-dealer. Draft and negotiate SaaS Agreements, MSAs, partnership agreements, vendor contracts, etc. Draft policies and procedures. Act as corporate secretary for the board of directors meetings. Helped set up and guide through the regulatory approval process an ATS.
Skills
- Investments
- Financial Services
- Alternative Investments
- Corporate Law
- Structured Finance
- Risk Management
- Mergers & Acquisitions
- Structured Products
- Equities
- Legal Compliance
- Securities Offerings
- Fixed Income
- Derivatives
- Securities Regulation
- Securities
- Capital Markets
- Finra
- Hedge Funds
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