Margaux Bouchard
Control Room Compliance Analyst @Morgan Stanley
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WORK HISTORY
Control Room Compliance Analyst @Morgan Stanley
Glasgow, GB
Research and Investment Banking Coverage team- Ensured compliance with procedures to prevent conflicts of interest between investment banking, sales, trading, and research activities- Monitored the status of investment banking projects, including capital markets, and managed the watchlist and shortlist- Provided guidance and interpretation of Morgan Stanley\'s policies and regulatory requirements, focusing on shortlists, research, and investment banking communications- Advised on employee trading, collaborating with internal and external attorneys to ensure adherence to the Takeover Code and US/UK laws and regulations.
ABOUT MARGAUX BOUCHARD
Global Conflicts Office at Morgan Stanley
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