Margaux Malkina
Legal and Compliance @All Options
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WORK HISTORY
Legal and Compliance @All Options
Austin, TX, US
Serve as sole in-house legal and compliance officer, overseeing all regulatory, legal, and supervisory functions for a proprietary options market-making firm- Build and maintain firm-wide compliance infrastructure including Written Supervisory Procedures, trade surveillance, CAT reporting, exchange membership, and FINRA examination management- Lead strategic regulatory initiatives across exchange relationships, self-regulatory organization oversight, and technology-driven compliance programs- Coordinate cross-border legal and regulatory matters across U.S. and international operations
EDUCATION
University of Toronto
Bachelor of Arts (B.A.), Spanish Language and Literature/Economics
York University - Osgoode Hall Law School
Juris Doctor (J.D.), Law
SKILLS
ABOUT MARGAUX MALKINA
Regulatory and legal counsel with experience in matters involving securities law, emerging technologies—including blockchain and AI—innovation policy, and public-sector procurement. My work spans regulatory frameworks affecting capital markets and technology-driven business models, with a focus on compliance, governance, and risk in complex legal environments.I’ve worked on initiatives related to digital assets, novel financial infrastructure, contracts, and cross-jurisdictional regulatory policy, contributing to the development of legal approaches that balance innovation with integrity and oversight. My roles have involved close engagement with internal teams, government stakeholders, and national policy forums on issues at the intersection of law, technology, and public accountability.I’m particularly interested in how legal systems adapt to evolving technologies and how compliance frameworks can be structured to enable responsible innovation at scale.
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