Margaret Gavlik
Chief Compliance Officer at The CenterCap Group, LLC
- Role
- Chief Compliance Officer at The Centercap Group
- Location
- New York, NY, US
- LinkedIn followers
- 500 followers
Experience
Chief Compliance Officer
Dec 2020 — Present · Stamford, CT, US
Education
Barnard College
B.A.
Smith College
Economics
University of Pennsylvania - The Wharton School
FINRA - Certified Regulatory and Compliance Professional Program
Skills
- Derivatives
- Trading Systems
- Anti Money Laundering
- Compliance Procedures
- Series 7
- Securities Regulation
- Securities
- General Securities Principal
- Trading
- Etfs
- Finra
- Fixed Income
- Compliance Officers
- Equity Derivatives
- Market Making
- Broker-Dealer Compliance
- Series 63
- Electronic Trading
- Financial Services
- Compliance
- Equity Trading
- Hedge Funds
- Equities
- Aml
Find verified contacts for anyone on LinkedIn
Unifers gives sales teams verified emails and direct dials, enriched profiles, and outreach that lands in the inbox.
Free plan included · No credit card required
This profile is compiled from publicly available professional sources. Unifers is not affiliated with or endorsed by LinkedIn. Request removal of this profile.