Marcus Groll
Business Analyst @Wells Fargo
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WORK HISTORY
Business Analyst @Wells Fargo
TradingHub implementation
EDUCATION
Ernst-Mach High school (Germany)
High School, Maths, Geography, English, Physics
London Metropolitan University
Associate student, Accounting and Finance/ Business studies
University of Augsburg (Germany)
Diplom Business Administration, Business information systems + Financial engineering
SKILLS
ABOUT MARCUS GROLL
Senior business analyst with comprehensive experience in Compliance IT as well as a Compliance business background- System requirements engineering Market abuse/ trade surveillance, AML transaction monitoring, Control room/ Conflicts- Stakeholder management- Compliance Process re-engineering - Target operating model design- Data sources analysisCore Compliance IT subject matter expertise- Trade surveillance/ Market abuse detection- Anti-money-laundering (AML) transaction monitoring- Control room deal management, Control room trade surveillance- Insider register, Conflicts of interest, conflict clearing Complementary expertise- Compliance conduct - Gifts and entertainment approvals, Outside business interests- Registrations & Licensing, Compliance training- Position-monitoring/ Large shareholdings, Takeover Panel reporting- Inventory of rules, regulations, procedures and controls- Know your customer compliance (KYC), Client appropriateness- Personal account dealing- Dashboards, Management information systemsTechnologies used- TradingHub MAST trade surveillance- Actimize trade surveillance - Graph databases (SQL server, arango)- MI: Tableau, PowerBi- In-house developed system using various technologies
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