Marcus Robson

Gfs Operations Senior Manager - Prime Brokerage and Stock Loan t 1 Ops Lead @UBS

London, GB

Day-to-Day management and risk owner for GFS Settlements and Controls teams and CSDR Penalties Avoidance Team, with a total headcount of 30+ staff. Key responsibilities include-Owner of Stock Borrow and Loan (SBL) and PB Risk (Settlement Fails, Depot, Nostro and Intersystem Breaks)-Senior Stakeholder engagement/Relationship Management across business lines, giving updates on multiple projects and initiatives to reduce risk, cost and client issues-Lead for IB Operations on EU/UK/Swiss T+1 Transition, working with industry bodies (ISLA/AFME) on regulatory confirmation and stakeholder impact assessment ( Business flows / IT changes )-Key risk manager for team, evaluating errors/risk events with Operational Risk teams to devise more robust risk framework/KPCIs-CSDR Penalties Avoidance Manager for entire UBS Group (all business lines)-Participation at CSDR Penalties Working Groups, both internally and externally (AFME Forums), upholding the compliance to the AFME guidelines for CSDR Reclaims-FCA CASS Prime Brokerage (PB) Governance Representative for Securities Operations, including Shortfalls and CMAR submissions, CASS RP, and the Banking Exemption guidelines-Key Operational contact for all Transformation Projects for PB Operations, working alongside Operations IT to design and implement manual task automation, removing risk/cost-Experience of Kibana / PowerBI to devise MIS and risk dashboards to support CSDR penalty calculation models and client data packs for the Prime Brokerage business.

Imperial College at Wye

Bachelor of Science - BS, Business Administration and Management, General

King Edward VI Grammar School, Chelmsford

High School